Ameriprise sued LPL this summer over recruiting tactics that it says encouraged advisors to improperly take customer data.
Ameriprise alleged in a complaint filed this fall that LPL used a “Bulk Upload Tool” to improperly allow the advisors to ...
LPL Financial's advisory and brokerage assets grew to $1.76T in November 2024, with total net new assets of $35.0B and client ...
LPL Financial promoted Marc Cohen to lead business strategy and innovation, the latest leadership change at the wealth ...
LPL Financial has selected Marc Cohen as its next managing director for business strategy and innovation.
TD Cowen analyst William Katz maintained a Hold rating on LPL Financial (LPLA – Research Report) today and set a price target of $277.00. The ...
Professional conduct is one of those key issues a board has a responsibility to measuring and understanding,” one senior ...
LPL Financial has promoted Marc Cohen, an executive vice president and head of corporate strategy, to managing director of ...
SAN DIEGO, Dec. 17, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. ( Nasdaq: LPLA) (the “Company”), today released its monthly ...
LPL Financial Holdings Inc. (NASDAQ: LPLA) has reached a settlement with its former president and CEO, Dan H. Arnold, who was ...
The firm's longtime leader of corporate strategy will also spearhead efforts to reshape its models for independent advisors ...
The rival firms will pay for a forensic consultant to preserve evidence of transferred confidential data while they await ...